M Katharine Collins

Current Employers

Employment History

• 08/1997 → Present
  Lpl Financial, Llc
  Aurora, MA
• 01/2022 → 12/2025
  Gps Wealth Strategies Group Llc
  Aurora, CO
• 11/2025 → Present
  Western Wealth Management, Llc
  Golden, CO

Previous Registrations

• 2022-01-04 → 2025-12-01
  Gps Wealth Strategies Group, Llc
  Aurora, CO
  Centennial, CO

Other Businesses

1. 05/01/2001 - KC Financial LTD. - INV REL - Business Entity For Tax/Investment Purposes Only - Tax purposes. 2. 12/28/2021 - Columbine Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/3/2022 - 80 Hours Per Month/4 Hours During Securities Trading. 3. 01/28/2022 - GPS Wealth Strategies LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/14/2022 - 1 Hour Per Month/0 Hours During Securities Trading - I provide investment advisory services through GPS Wealth Strategies LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/06/2025 - Real Estate Rental - Investment Related - MG Brazil - Start Date:09/30/2025 - 1 Hrs/Mth - 0 Hrs During Trading. 5. 12/16/2025 - Western Wealth Management, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/26/2025 - 160 hours per month/ during trading - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 12/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2006-04-13
• S63 Uniform Securities Agent State Law Examination
  1985-09-16

Other Names

• Mary Katharine Collins
• M Katharine Collins
• M Katharine
• M Katharine
• Mary Katharine Collins
• Katie Collins
• Mary Katharine Collins