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Bryan Stewart Korman

LPl Enterprise, LLC

Saint Cloud, FL

CRD 1400026

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

Saint Cloud, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Rockville Center NY 07/1983 11/2024
Prudential Insurance Company Of America Rockville Center NY 07/1983 Present
Lpl Enterprise, Llc Rockville Centre NY 11/2024 Present
  • 07/1983 → 11/2024
    Rockville Center, NY
  • 07/1983 → Present
    Prudential Insurance Company Of America
    Rockville Center, NY
  • 11/2024 → Present
    Rockville Centre, NY
Previous Registrations
  • 2021-06-07 → 2024-11-14
    Uniondale, NY
    Uniondale, NY
    Forest Hills, NY
    Rockville Centre, NY
    Melville, NY
    Forest Hills, NY
    Rockville Centre, NY
Other Businesses

Prudent Services, Ltd~70 Sherman Avenue, Rockville Centre, NY 11570~Ins~N~Pres~04/1991~15 hrs/mo~5 trading hrs/mo|Cornucopia Society~3000-50 JFK Airport, Jamaica, NY 11430~All volunteer, non-profit community services org~N~Director / Non-compinsated volunteer~05/1997~50 hrs/mo~10 trading hrs/mo|Condomimium Rental Property~Northampton I 166, West Palm Beach, FL 33417~Family-owned rental property~N~Inheritance~2/2006~0 hrs/mo~0 trading hrs/mo|Rockville Centre Te Party Patriots~PO Box 821, Rockville Centre, NY 11571-0821~Civic Group~N~Organizer~1/2007~2 hrs/mo~0 trading hrs/mo| SALE OF MISCELLANEOUS INSURANCE CONTRACTS POSITION: Independent Contractor NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/18/2021 ADDRESS: 70 Sherman Avenue, Rockville Centre NY 11570, United States DESCRIPTION: Sales of misc. insurance contracts which Prudential or Sponsored Outbrokerage denied CONDOMINIUM RENTAL POSITION: FP has no relationship to the entity as this condo belongs to his spouse. NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/08/2021 ADDRESS: 25 West Broadway, Unit 605, Long Beach NY 11561, United States DESCRIPTION: FP gives advise to his spouse. MEDICARE SUPPLEMENT SALES POSITION: Medicare Supplement salesperson NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 70 Sherman Ave, Rockville Centre NY 11570, United States DESCRIPTION: MEDICARE SUPPLEMENT MARKETING/ SALES/ SERVICE OUT OF MY HOME ADDRESS CONDOMIMIUM RENTAL PROPERTY POSITION: Owner NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2006 ADDRESS: 166 North Hampton I, West Palm Beach FL 33417, United States DESCRIPTION: Owner

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-01-06
  • S63 Uniform Securities Agent State Law Examination
    1986-01-06

View on SEC IAPD

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