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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Rockville Center | NY | 07/1983 | 11/2024 |
| Prudential Insurance Company Of America | Rockville Center | NY | 07/1983 | Present |
| Lpl Enterprise, Llc | Rockville Centre | NY | 11/2024 | Present |
Prudent Services, Ltd~70 Sherman Avenue, Rockville Centre, NY 11570~Ins~N~Pres~04/1991~15 hrs/mo~5 trading hrs/mo|Cornucopia Society~3000-50 JFK Airport, Jamaica, NY 11430~All volunteer, non-profit community services org~N~Director / Non-compinsated volunteer~05/1997~50 hrs/mo~10 trading hrs/mo|Condomimium Rental Property~Northampton I 166, West Palm Beach, FL 33417~Family-owned rental property~N~Inheritance~2/2006~0 hrs/mo~0 trading hrs/mo|Rockville Centre Te Party Patriots~PO Box 821, Rockville Centre, NY 11571-0821~Civic Group~N~Organizer~1/2007~2 hrs/mo~0 trading hrs/mo| SALE OF MISCELLANEOUS INSURANCE CONTRACTS POSITION: Independent Contractor NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/18/2021 ADDRESS: 70 Sherman Avenue, Rockville Centre NY 11570, United States DESCRIPTION: Sales of misc. insurance contracts which Prudential or Sponsored Outbrokerage denied CONDOMINIUM RENTAL POSITION: FP has no relationship to the entity as this condo belongs to his spouse. NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/08/2021 ADDRESS: 25 West Broadway, Unit 605, Long Beach NY 11561, United States DESCRIPTION: FP gives advise to his spouse. MEDICARE SUPPLEMENT SALES POSITION: Medicare Supplement salesperson NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 70 Sherman Ave, Rockville Centre NY 11570, United States DESCRIPTION: MEDICARE SUPPLEMENT MARKETING/ SALES/ SERVICE OUT OF MY HOME ADDRESS CONDOMIMIUM RENTAL PROPERTY POSITION: Owner NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2006 ADDRESS: 166 North Hampton I, West Palm Beach FL 33417, United States DESCRIPTION: Owner
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-01-06 |
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