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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-09-29 |
| NJ | RA | APPROVED | 2025-09-10 |
| TX | RA | APPROVED | 2025-09-10 |
Branch Locations
7000 Lincoln Dr E Ste 301, Marlton, NJ 08053 • United States
2989 Pga Blvd Ste 200, Palm Beach Gardens, FL 33410 • United States
Margate , NJ • United States
Port St Lucie, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Mt. Laurel | NJ | 09/2012 | 09/2025 |
| Wells Fargo Clearing Services, Llc | Marlton | NJ | 09/2025 | Present |
NEIEN MARKETING LLC / 110 BUNNING DRIVE VOORHEES,NJ 08043 / OTHER/ SERVICES (BUSINESS, PROFESSIONAL, SUPPORT) / INVITAION AND POSTAL SERVICE / CONSULTANT 1-2 HOURS PER WEEK MAXIMUM / CONFERENCE CALLS, ANSWERING QUESTIONS WHEN NEEDED / START DATE 01/01/2009/
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-18 |
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