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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-29
NJ RA APPROVED 2025-09-10
TX RA APPROVED 2025-09-10
  • FL RA
    APPROVED
    Since 2025-09-29
  • NJ RA
    APPROVED
    Since 2025-09-10
  • TX RA
    APPROVED
    Since 2025-09-10

Branch Locations

7000 Lincoln Dr E Ste 301, Marlton, NJ 08053 • United States

2989 Pga Blvd Ste 200, Palm Beach Gardens, FL 33410 • United States

Margate , NJ • United States

Port St Lucie, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Mt. Laurel NJ 09/2012 09/2025
Wells Fargo Clearing Services, Llc Marlton NJ 09/2025 Present
Previous Registrations
  • 2012-09-20 → 2025-09-22
    Mt. Laurel, NJ
    Margate, NJ
    Delray Beach, FL
    Margate, NJ
  • 2009-06-01 → 2012-09-27
    Marlton, NJ
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Voorhees, NJ
  • 2005-09-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Voorhees, NJ
    Voorhees, NJ
  • 2002-05-10 → 2005-09-28
    Mount Laurel, NJ
Other Businesses

NEIEN MARKETING LLC / 110 BUNNING DRIVE VOORHEES,NJ 08043 / OTHER/ SERVICES (BUSINESS, PROFESSIONAL, SUPPORT) / INVITAION AND POSTAL SERVICE / CONSULTANT 1-2 HOURS PER WEEK MAXIMUM / CONFERENCE CALLS, ANSWERING QUESTIONS WHEN NEEDED / START DATE 01/01/2009/

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-07
S63 Uniform Securities Agent State Law Examination 1985-09-18
  • S65 Uniform Investment Adviser Law Examination
    1993-06-07
  • S63 Uniform Securities Agent State Law Examination
    1985-09-18
Other Names
  • Steven Alan Kalodner
  • Steven Alan Alan Kalodner

View on SEC IAPD

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