Michael Philip Waters

Current Employers

Employment History

• 06/2009 → 06/2024
  Securities America, Inc.
  Garden City, NY
• 06/2009 → 06/2024
  Securities America Advisors
  Garden City, NY
• 05/2021 → Present
  Rsc Financial Services, Inc.
  Boston, MA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Garden City, NY

Previous Registrations

• 2021-08-12 → 2024-06-14
  Securities America Advisors, Inc.
  Garden City, NY
• 2002-06-24 → 2003-05-22
  New England Securities
  Boston, MA

Other Businesses

1. TSGOC LLC POSITION: Partner NATURE: Administration company INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/01/2009 ADDRESS: 310 OLD COUNTRY RD, STE. 205, GARDEN CITY, NY 11530 DESCRIPTION: TSGOC LLC is the company we set up to be the back office for our SAI and SAA business. 2. RISK SRATEGIES COMPANY POSITION: Senior Managing Director NATURE: Sales and Service of Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/01/2016 ADDRESS: 333 Earle Ovington Boulevard, Suite 510, Uniondale NY 11553, United States DESCRIPTION: Management of Staff. Sales and Service of insurance products 3. T2 EARTH HOLDINGS, LLC POSITION: 1% member NATURE: Lumber Manufacturer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/06/2020 ADDRESS: 7600 Jericho Tpke, Suite 302, Woodbury NY 11797, United States DESCRIPTION: I am 1% owner of T2 Earth. I have no active duties for the company. 4. STATION AT HOLLADAY VILLAGE CONDOMINIUM ASSOCIATION, INC. POSITION: Board Member NATURE: Station at Holladay Village Condominium Association, Inc. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 04/20/2023 ADDRESS: 2240 East Laney Avenue, Holladay UT 84117, United States DESCRIPTION: I am a management board member for the condo association, where I have a secondary residence 5. TSGOC LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2009 ADDRESS: 333 Earle Ovington Boulevard, Suite 510, Uniondale NY 11553, United States DESCRIPTION: TSGOC is the company we set up to be the back office for our RIA and Securities Business 6. BROWN & BROWN INSURANCE SERVICES INC. POSITION: Senior Managing Director NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 03/02/2026 ADDRESS: 333 Earle Ovington Boulevard, Suite 510, Uniondale NY 11553, United States DESCRIPTION: I sell and service fixed insurance products and Retirement plan administrator

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-10-01

Designations

Other Names

• Michael P Waters