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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-10-31
TX RA APPROVED_RES 2024-10-31
  • OH RA
    APPROVED
    Since 2024-10-31
  • TX RA
    APPROVED_RES
    Since 2024-10-31

Branch Locations

441 Wheeling Avenue Main Level, Cambridge, OH 43725 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Cambridge OH 05/2011 10/2024
Stratos Wealth Partners, Ltd Cambridge OH 05/2011 10/2024
Janney Montgomery Scott Llc Cambridge OH 10/2024 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-10-22
  • S63 Uniform Securities Agent State Law Examination
    1985-10-22

View on SEC IAPD

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