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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-02
TX RA APPROVED_RES 2019-12-05
MI RA APPROVED 2019-10-18
  • FL RA
    APPROVED
    Since 2022-02-02
  • TX RA
    APPROVED_RES
    Since 2019-12-05
  • MI RA
    APPROVED
    Since 2019-10-18

Branch Locations

85 E Eighth Street Suite 350, Holland - Downtown, MI 49423 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Holland MI 05/1994 Present
Robert W. Baird & Co. Incorporated Holland MI 10/2019 Present
Previous Registrations
  • 2010-10-13 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Holland, MI
    Holland, MI
Other Businesses

HL Partners, not investment-related, p o box 270 4980136th Ave Fennville MI 49419, HL Partners owns 85 E 8th street suite 350, Partner, 9/2003, 1 hr/month with 0 hrs during trading hrs, almost no duties except i.e. collecting rent. SDS PARTNERS, START DATE 12/31/2015, REAL ESTATE PARTNER, FINANCE BUILDING, CASH CHECKS, 0 HRS/MO, 0 HRS/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-21
S63 Uniform Securities Agent State Law Examination 1985-09-06
  • S65 Uniform Investment Adviser Law Examination
    2010-09-21
  • S63 Uniform Securities Agent State Law Examination
    1985-09-06
Other Names
  • Dan J Kempker
  • Dan Kempker

View on SEC IAPD

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