Robert James Harnett

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-02-04

MN RA
APPROVED

Since 2014-02-04

Branch Locations

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Minnetrista, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Wayzata	MN	08/2003	Present

08/2003 → Present

Ubs Financial Services Inc.

Wayzata, MN

Other Businesses

1)CAMP FRIENDSHIP VENTURES NON PROFIT- BOARD MEMBER. 2) OBERWEIS INVESTMENT PROPERTIES, LLC 4265 ROSEWOOD LANE NORTH, PLYMOTH, MN 55442 / REAL ESTATE / PRIVATE OWNERSHIP / INVOLVEMENT SINCE 03/08/2010 / POSITION HELD - SPOUSE WILL BE MEMBER OF LLC. 3)OBERWEIS INVESTMENT PROPERTIES LLC / 4265 ROSEWOOD LANE PLYMOUTH, MN 55442 / PURCHASE REAL ESTATE / OFFICER / TREASURER/OPERATING MANAGER / START DATE 8/19/2010

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-07-08
S63	Uniform Securities Agent State Law Examination	1985-08-21

S65 Uniform Investment Adviser Law Examination

2014-07-08
S63 Uniform Securities Agent State Law Examination

1985-08-21

Other Names

Robert James Harnett
Rob Harnett
Bob Harnett

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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