Robert James Harnett

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2003 → Present
  Ubs Financial Services Inc.
  Wayzata, MN

Other Businesses

1)CAMP FRIENDSHIP VENTURES NON PROFIT- BOARD MEMBER. 2) OBERWEIS INVESTMENT PROPERTIES, LLC 4265 ROSEWOOD LANE NORTH, PLYMOTH, MN 55442 / REAL ESTATE / PRIVATE OWNERSHIP / INVOLVEMENT SINCE 03/08/2010 / POSITION HELD - SPOUSE WILL BE MEMBER OF LLC. 3)OBERWEIS INVESTMENT PROPERTIES LLC / 4265 ROSEWOOD LANE PLYMOUTH, MN 55442 / PURCHASE REAL ESTATE / OFFICER / TREASURER/OPERATING MANAGER / START DATE 8/19/2010

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-07-08
• S63 Uniform Securities Agent State Law Examination
  1985-08-21

Other Names

• Robert James Harnett
• Rob Harnett
• Bob Harnett