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James C Macdonald

Ubs Financial Services Inc.

Birmingham, MI

Estero, FL

CRD 1399161

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-17
MI RA APPROVED 2010-09-10
TX RA APPROVED_RES 1998-05-07
  • FL RA
    APPROVED
    Since 2022-03-17
  • MI RA
    APPROVED
    Since 2010-09-10
  • TX RA
    APPROVED_RES
    Since 1998-05-07

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Estero, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Troy MI 05/1985 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-07
S63 Uniform Securities Agent State Law Examination 1985-08-29
  • S65 Uniform Investment Adviser Law Examination
    1998-08-07
  • S63 Uniform Securities Agent State Law Examination
    1985-08-29
Designations
  • Certified Financial Planner
Other Names
  • James Cameron Macdonald
  • Jim Macdonald

View on SEC IAPD

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