William Fairfax Cooper

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → Present
  Morgan Stanley Smith Barney
  Charlotte, NC
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2005-06-30 → 2011-11-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Charlotte, NC
• 2001-12-31 → 2005-07-08
  Ubs Financial Services Inc.
  Charlotte, NC

Other Businesses

E. C. Griffith Company; Charlotte, NC; Real Estate; Board member; Rental; Investment related; 02/2015; .01; 0 *414327 - Estate; Investment related Yes; Charlotte, NC; September 2020; During business hours: 5; After business hours: 0.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-02-13
• S66 Uniform Combined State Law Examination
  1999-07-23

Other Names

• Fairfax Cooper