Jeffrey Scott Graves

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2006 → 10/2022
  Ffec (First Financial Equity Corporation)
  Scottsdale, AZ
• 04/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2002 → 10/2025
  Farming Business
  Double Oak, TX
• 04/2022 → Present
  Ffec Insurance Agency
  Scottsdale, AZ
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-04-03 → 2022-09-25
  Ffec Wealth Partners Llc
  Austin, TX
  Addison, TX
  Double Oak, TX
  Scottsdale, AZ
  Scottsdale, AZ
  Duncan, OK
  Duncan, OK
  Addison, TX
• 2002-12-09 → 2006-02-23
  Banc Of America Investment Services, Inc.
  Dallas, TX
• 2002-08-02 → 2002-12-06
  Banc Of America Securities Llc
  Dallas, TX
• 1996-11-07 → 2002-07-23
  Morgan Stanley Dw Inc.
  Dallas, TX

Other Businesses

1. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: FFEC INSURANCE AGENCY; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE AGENCY; START DATE: 04/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: SALE OF LIFE INSURANCE (NON-VARIABLE); 3. NAME OF OTHER BUSINESS: CONCHY TONK S.A.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SHORT TERM VSCATION RENTAL PROPERTY;

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-19
• S63 Uniform Securities Agent State Law Examination
  1986-10-02

Other Names

• Jeff Graves