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Robert Allan Podolsky

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boca Raton, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-07-14
NY RA APPROVED 2021-04-19
CT RA APPROVED 2016-09-09
TX RA APPROVED 2016-09-09
  • FL RA
    APPROVED
    Since 2022-07-14
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2016-09-09
  • TX RA
    APPROVED
    Since 2016-09-09

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Jericho NY 06/2009 09/2016
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 09/2016 Present
Bank Of America, N.A. Garden City NY 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2016-09-19
    Morgan Stanley
    Jericho, NY
  • 2009-01-16 → 2009-06-01
    Morgan Stanley & Co. Llc
    Jericho, NY
  • 2006-02-10 → 2009-01-27
    Ubs Financial Services Inc.
    Garden City, NY
    Mitchell Field, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-08
S63 Uniform Securities Agent State Law Examination 1985-09-05
  • S66 Uniform Combined State Law Examination
    2017-05-08
  • S63 Uniform Securities Agent State Law Examination
    1985-09-05
Other Names
  • Robert A Podolsky

View on SEC IAPD

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