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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-12-15
KS RA APPROVED 2009-10-05
MO RA APPROVED 2009-10-05
  • TX RA
    APPROVED
    Since 2009-12-15
  • KS RA
    APPROVED
    Since 2009-10-05
  • MO RA
    APPROVED
    Since 2009-10-05

Branch Locations

4200 W 115Th St Ste 200, Leawood, KS 66211-2729 • United States

Eudora, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Overland Park KS 10/2009 03/2020
Ameriprise Financial Services, Inc. Overland Park KS 10/2009 03/2020
Ameriprise Financial Service, Llc Leawood KS 05/2005 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Overland Park, KS
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Overland Park, KS
  • 05/2005 → Present
    Ameriprise Financial Service, Llc
    Leawood, KS
Previous Registrations
  • 2005-05-27 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Overland Park, KS
    Overland Park, KS
  • 1999-09-27 → 2005-06-01
    Morgan Stanley Dw Inc.
    Overlandpark, KS
Other Businesses

Business Ownership; T-Square LC; Member of LC; This is the family farm owned by: Vestana von Achen Ahlen, Michael C Ahlen, Pennie Hutton von Achen, Megan von Achen Russell, Kate Hutton von Achen.; 40555 West 103rd Street, , Eudora, KS, 66025; Not Investment-Related; 10/01/1997; 20 to 39 hours per month; 0 during trading hours. Board of Directors; Cottonwood Foundation Board; Board member. Finance & Audit committee; 2801 West 31st Street, , Lawrence, KS, 66049; Not Investment-Related; 03/01/1993; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-22
S63 Uniform Securities Agent State Law Examination 1985-09-30
  • S65 Uniform Investment Adviser Law Examination
    1994-03-22
  • S63 Uniform Securities Agent State Law Examination
    1985-09-30
Designations
Other Names
  • Tana Ahlen
  • Vestana Marie Ahlen

View on SEC IAPD

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