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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-06-09 |
| IL | RA | APPROVED | 2000-11-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Chicago | IL | 10/2000 | 03/2020 |
| Ameriprise Financial Services, Llc | Chicago | IL | 03/2020 | Present |
Business Ownership; CJC Black Oak Management; Owner; Manage Ameriprise Business; 2649 east 93rd street, , chicago, IL, 60617; Investment-Related; 06/19/2026; 40 to 59 hours per month; 10 to 19 during trading hours. Outside Employment; CJC Black Oak Management, LLC.; Owner; Manage advisory business; 2649 east 93rd street, , chicago, IL, 60617; Investment-Related; 06/19/2026; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Xi Lambda Chapter Alpha Phi Alpha; Fraternal organization; 8336 south western ave., , chicago, IL, 60620; Not Investment-Related; 05/14/2022; 1 to 9 hours per month; 0 during trading hours / Ordained Minister; Ordained Minister entitled to perform wedding, funerals, etc. It is to have as no place of operation is intended but for personal purposes thus there are no hours of operational as it is not intended for public use; 2649 east 93rd street, , chicago, IL, 60617; Not Investment-Related; 02/27/2026; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-20 |
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