Jonathan Broughton Hodge

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → 07/2022
  Ubs Financial Services Inc.
  Century City, CA
• 07/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 08/2022 → Present
  Bank Of America, N.A.
  Los Angeles, CA

Previous Registrations

• 2008-04-25 → 2022-07-26
  Ubs Financial Services Inc.
  Los Angeles, CA
  Sherman Oaks, CA
• 2002-03-19 → 2008-05-05
  J.P. Morgan Securities Llc
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

1. LEADERSHIP BOARD/BOARD MEMBER A PLACE CALLED HOME 2. BOARD MEMBER MIRACLE MILE PLAYERS2) Driving Force Group / 11140 Rockville Pike Rockville,md 20852 / Other/ Charities, Cultural, Educational & Political Organisations / Chairman of the board / Officer / / chair of the board / Start Date 09/26/2016 /I*1552309For profit or not for profit: Entity For ProfitName of outside business organization: 4CAGE LLCInvestment related: NAddress of business: Los Angeles, California, 90068, United StatesNature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 10/26/2023Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Hold real estate investments and potential outside approved private investments. I*1747301, Entity Type: Charitable Name of OBA: The Music Center Address: Los Angeles, CA 90012 Investment Related: N Position, Title, Association: Board Member Employee Start Date: 05/01/2024 No Hours: 2 No Hours during trading: 0 Duties: Champion of the arts in Los Angeles. Board member. I*4754280 Entity Type: Entity For Profit Name of OBA: New Begining Cleaners Address: brooklyn, New York, 11201 Investment Related: No Position, Title, Association: Owner Employee Start Date: 07/20/2026 Number of Hours: 10, Weekly Number of Hours during trading: 0, Weekly Duties: Franchise opportunity to own a NBC Franchise here in Los Angeles. 10 - 15 hours weekly in the begining as we staff up the right people to run the business. From there, it will be daily/weekly check ins on the business. The goal will be to get a strong office coordinator in ultimately running the business day to day operations. I also will be doing this in collaboration with my fiance. We look at this as an opportunity to own a side business together.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-04-16
• S63 Uniform Securities Agent State Law Examination
  1998-09-14

Other Names

• Jonathan Hodge
• Jonathan Broughton Hodge