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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-27 |
| CA | RA | APPROVED | 2022-07-15 |
Branch Locations
2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Century City | CA | 04/2008 | 07/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 07/2022 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 08/2022 | Present |
1. LEADERSHIP BOARD/BOARD MEMBER A PLACE CALLED HOME 2. BOARD MEMBER MIRACLE MILE PLAYERS2) Driving Force Group / 11140 Rockville Pike Rockville,md 20852 / Other/ Charities, Cultural, Educational & Political Organisations / Chairman of the board / Officer / / chair of the board / Start Date 09/26/2016 /I*1552309For profit or not for profit: Entity For ProfitName of outside business organization: 4CAGE LLCInvestment related: NAddress of business: Los Angeles, California, 90068, United StatesNature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 10/26/2023Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Hold real estate investments and potential outside approved private investments. I*1747301, Entity Type: Charitable Name of OBA: The Music Center Address: Los Angeles, CA 90012 Investment Related: N Position, Title, Association: Board Member Employee Start Date: 05/01/2024 No Hours: 2 No Hours during trading: 0 Duties: Champion of the arts in Los Angeles. Board member. I*4754280 Entity Type: Entity For Profit Name of OBA: New Begining Cleaners Address: brooklyn, New York, 11201 Investment Related: No Position, Title, Association: Owner Employee Start Date: 07/20/2026 Number of Hours: 10, Weekly Number of Hours during trading: 0, Weekly Duties: Franchise opportunity to own a NBC Franchise here in Los Angeles. 10 - 15 hours weekly in the begining as we staff up the right people to run the business. From there, it will be daily/weekly check ins on the business. The goal will be to get a strong office coordinator in ultimately running the business day to day operations. I also will be doing this in collaboration with my fiance. We look at this as an opportunity to own a side business together.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-14 |
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