Christopher Sean Sullivan

Employer firm

Sequent Planning, LLC CRD 160381

$589M regulatory AUM 13 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 09/2023
  Mutual Of Omaha
  Concord, CA
• 02/2024 → Present
  Sequent Planning, Llc
  Bethel Island, CA
• 01/2024 → Present
  Futurity First Investment Group
  Bethel Island, CA
• 05/2011 → 12/2023
  Mutual Of Omaha Investor Services, Inc.
  Concord, CA

Previous Registrations

• 2011-05-13 → 2023-12-21
  Mutual Of Omaha Investor Services, Inc.
  Los Angeles, CA
  Pleasant Hill, CA
  Los Angeles, CA
  Phoenix, AZ

Other Businesses

1) INSURANCE AGENT - 4/1986 TO PRESENT. INVESTMENT RELATED. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. 40% OF TIME SPENT ON THIS ACTIVITY. 3047 DELTA COVES DR., BETHEL ISLAND, CA 94511. 2) I have been elected to a 2-year term as a volunteer President of a non-profit association, Discovery Bay Recreation & Sports, Inc. Not Investment Related. Spend 4 hrs./month on this activity, none during normal trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-05-12
• S63 Uniform Securities Agent State Law Examination
  2005-06-10

Designations

• Certified Financial Planner

Other Names

• Christopher Scan Sullivan
• Chris Sullivan