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8807 Indian Hills Drive, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-22 |
Branch Locations
8807 Indian Hills Drive, Omaha, NE 68114 • United States
Bethel Island, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha | Concord | CA | 05/2014 | 09/2023 |
| Sequent Planning, Llc | Bethel Island | CA | 02/2024 | Present |
| Futurity First Investment Group | Bethel Island | CA | 01/2024 | Present |
| Mutual Of Omaha Investor Services, Inc. | Concord | CA | 05/2011 | 12/2023 |
1) INSURANCE AGENT - 4/1986 TO PRESENT. INVESTMENT RELATED. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. 40% OF TIME SPENT ON THIS ACTIVITY. 3047 DELTA COVES DR., BETHEL ISLAND, CA 94511. 2) I have been elected to a 2-year term as a volunteer President of a non-profit association, Discovery Bay Recreation & Sports, Inc. Not Investment Related. Spend 4 hrs./month on this activity, none during normal trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-10 |
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