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James Thomas Mchale

Ameriprise Financial Services, LLC

Palm Beach Gardens, FL

Hobe Sound, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-19
  • FL RA
    APPROVED
    Since 2024-08-19

Branch Locations

3801 Pga Blvd Ste 500, Palm Beach Gardens, FL 33410 • United States

Hobe Sound, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2015 08/2024
Ameriprise Financial Services, Llc Palm Beach Gardens FL 08/2024 Present
Previous Registrations
  • 2015-07-23 → 2024-08-19
    Edward Jones
    Hobe Sound, FL
    Hobe Sound, FL
    Hobe Sound, FL
    St Louis, MO
    Stuart, FL
  • 2001-02-15 → 2002-07-24
    Morgan Stanley Dw Inc.
    West Palm Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-21
S65 Uniform Investment Adviser Law Examination 1992-07-17
S63 Uniform Securities Agent State Law Examination 1985-10-14
  • S66 Uniform Combined State Law Examination
    2015-07-21
  • S65 Uniform Investment Adviser Law Examination
    1992-07-17
  • S63 Uniform Securities Agent State Law Examination
    1985-10-14
Other Names
  • James Thomas Mchale
  • James Thomas Mchale
  • James Thomas Mchale
  • James Thomas Mc Hale

View on SEC IAPD

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