Best Investors Account Sign in
Inactive

Walter John Manns

Klopp Investment Management LLC

Cleveland, OH

Claim This Profile
Current Employers
Klopp Investment Management Llc

526 Superior Ave E Ste 360, Cleveland, OH 44114-1998 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-12-08
  • OH RA
    APPROVED
    Since 2016-12-08

Branch Locations

1801 E 9Th St Ste 1040, Cleveland, OH 44114-3103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Klopp Investment Management Llc Cleveland OH 11/2016 Present
Capital City Asset Management Llc Columbus OH 07/2012 11/2016
Capital City Securities Llc Columbus OH 07/2012 11/2016
Trpc Advisory Services Dba The Retirement Plan Company Nashville TN 10/2019 Present
  • 11/2016 → Present
    Klopp Investment Management Llc
    Cleveland, OH
  • 07/2012 → 11/2016
    Capital City Asset Management Llc
    Columbus, OH
  • 07/2012 → 11/2016
    Capital City Securities Llc
    Columbus, OH
  • 10/2019 → Present
    Trpc Advisory Services Dba The Retirement Plan Company
    Nashville, TN
Previous Registrations
  • 2009-05-19 → 2014-02-13
    Capital City Asset Management Group, Llc
    Rocky River, OH
  • 2007-03-06 → 2009-12-11
    Regis Asset Management Llc
    Westerville, OH
  • 2005-01-13 → 2006-06-05
    Morgan Stanley Dw Inc.
    Westlake, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-29
S63 Uniform Securities Agent State Law Examination 1993-05-17
  • S65 Uniform Investment Adviser Law Examination
    2004-07-29
  • S63 Uniform Securities Agent State Law Examination
    1993-05-17
Other Names
  • Wally Manns
  • Walter John Manns

View on SEC IAPD

Other Firms

FIRST FIDUCIARY INVESTMENT COUNSEL INC
INDEPENDENCE WEALTH ADVISORS, LLC
VOYA FINANCIAL ADVISORS, INC.
EAGLE STRATEGIES LLC
W&S BROKERAGE SERVICES, INC.
M HOLDINGS SECURITIES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
MAI CAPITAL MANAGEMENT, LLC

Other Investors

LAURA ANN COLLINS
ANDREW JOSEPH GIVENS
WILLIAM STONE HENRY
JOSEPH QUERY
Alec Acampora
William Eugene Tomlinson
Ashley Celeste Kabalan
MITCHELL ALBAN KOTHEIMER

Other Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
EAGLE STRATEGIES LLC · Independence, OH
W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
M HOLDINGS SECURITIES, INC. · Cleveland, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH

More in Cleveland, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor