Timothy Steven Mulford

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2008-05-27
FL	RA	APPROVED	2007-02-09

TX RA
APPROVED_RES

Since 2008-05-27
FL RA
APPROVED

Since 2007-02-09

Branch Locations

801 Laurel Oak Drive Suite 201, Naples, FL 34108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mcdonald Investments Inc.	Naples	FL	10/2003	Present
Ubs Financial Services Inc.	New York	NY	02/2007	Present

10/2003 → Present

Mcdonald Investments Inc.

Naples, FL
02/2007 → Present

Ubs Financial Services Inc.

New York, NY

Previous Registrations

2003-10-23 → 2007-02-09

Keybanc Capital Markets Inc.

Naples, FL

Naples, FL
2002-07-17 → 2003-07-01

Banc One Securities Corporation

Naples, FL
2000-10-01 → 2002-06-17

Wells Fargo Clearing Services, Llc

Naples, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-12-06
S63	Uniform Securities Agent State Law Examination	1988-08-05

S65 Uniform Investment Adviser Law Examination

1996-12-06
S63 Uniform Securities Agent State Law Examination

1988-08-05

Other Names

Tim Mulford

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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