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Current Employers
One Oak Capital Management, Llc

287 Bowman Ave., Purchase, NY 10577 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-19
  • NY RA
    APPROVED
    Since 2021-10-19

Branch Locations

Bronxville, NY • United States

287 Bowman Ave., Purchase, NY 10577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fox Chase Capital Partners Montville NJ 12/2000 Present
Regis Advisors New York NY 05/2003 06/2020
One Oak Capital Management, Llc Purchase NY 06/2020 Present
  • 12/2000 → Present
    Fox Chase Capital Partners
    Montville , NJ
  • 05/2003 → 06/2020
    Regis Advisors
    New York, NY
  • 06/2020 → Present
    Purchase, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-18
S63 Uniform Securities Agent State Law Examination 1986-04-16
  • S65 Uniform Investment Adviser Law Examination
    2021-10-18
  • S63 Uniform Securities Agent State Law Examination
    1986-04-16

View on SEC IAPD

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