Gary John Reetz

Employer firm

One Oak Capital Management, LLC CRD 170339

$419M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

One Oak Capital Management, Llc

287 Bowman Ave., Purchase, NY 10577 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-19

NY RA
APPROVED

Since 2021-10-19

Branch Locations

Bronxville, NY • United States

287 Bowman Ave., Purchase, NY 10577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fox Chase Capital Partners	Montville	NJ	12/2000	Present
Regis Advisors	New York	NY	05/2003	06/2020
One Oak Capital Management, Llc	Purchase	NY	06/2020	Present

12/2000 → Present

Fox Chase Capital Partners

Montville , NJ
05/2003 → 06/2020

Regis Advisors

New York, NY
06/2020 → Present

One Oak Capital Management, Llc

Purchase, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-10-18
S63	Uniform Securities Agent State Law Examination	1986-04-16

S65 Uniform Investment Adviser Law Examination

2021-10-18
S63 Uniform Securities Agent State Law Examination

1986-04-16

View on SEC IAPD