Philip Mark Wosotowsky

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-11-14

PA RA
APPROVED

Since 2024-11-14

Branch Locations

820 S Pike Rd Ste 100 Suite 100, Sarver, PA 16055 • United States

2009 Mackenzie Way Ste 100 Pmb 188, Cranberry Township, PA 16066 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Sarver	PA	01/1985	11/2024
Lpl Enterprise, Llc	Sarver	PA	11/2024	Present

01/1985 → 11/2024

Pruco Securities, Llc.

Sarver, PA
11/2024 → Present

Lpl Enterprise, Llc

Sarver, PA

Previous Registrations

2011-09-13 → 2024-11-14

Pruco Securities, Llc.

Pittsburgh, PA

Canonsburg, PA

Sarver, PA

Canonsburg, PA

Other Businesses

1) 11/27/2024 - Sarver Financial Group - DBA is fictitious name used to market our services - DBA for LPL Business (entity for LPL business) - Inv Related - At Sarver, PA - Start Date 06/04/2021 - 0hrs/mth - 0hrs/mth During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-04-26
S63	Uniform Securities Agent State Law Examination	1986-03-10

S65 Uniform Investment Adviser Law Examination

1999-04-26
S63 Uniform Securities Agent State Law Examination

1986-03-10

View on SEC IAPD