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Katherine Henderson

Wells Fargo Advisors Financial Network, LLC

Hot Springs,, AR

St. Louis, MO

Wells Fargo Clearing Services, LLC

Toledo, OH

Hot Springs, AR

St. Louis, MO

Hot Springs, AR

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-07-07
  • AR RA
    APPROVED
    Since 2026-07-07

Branch Locations

175 Harmony Park - Ste A, Hot Springs,, AR 71913 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-10-26
  • AR RA
    APPROVED
    Since 2022-10-26

Branch Locations

7335 Crossleigh Ct Ste 100, Toledo, OH 43617 • United States

175 Harmony Park Ste A, Hot Springs, AR 71913 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Hot Springs, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lake Ozark MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lake Ozark MO 11/2016 Present
Wells Fargo Advisors Financial Network Hot Springs AR 07/2026 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Lake Ozark, MO
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Lake Ozark, MO
  • 07/2026 → Present
    Wells Fargo Advisors Financial Network
    Hot Springs, AR
Previous Registrations
  • 1992-01-20 → 2003-07-01
    Prudential Equity Group, Llc
    Little Rock, AR
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV RELATED; MALVERN, AR; POA; START DATE 08/29/2025; 1 HOUR PER MONTH 0 HOURS DURING TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-27
S63 Uniform Securities Agent State Law Examination 1985-10-10
  • S65 Uniform Investment Adviser Law Examination
    1992-11-27
  • S63 Uniform Securities Agent State Law Examination
    1985-10-10
Other Names
  • Kathy Henderson
  • Katherine Ann Henderson

View on SEC IAPD

Other Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
MORGAN STANLEY
EDWARD JONES
ROBERT W. BAIRD & CO. INCORPORATED
KMG FIDUCIARY PARTNERS, LLC
KEY INVESTMENT SERVICES LLC
INTEGRATED FINANCIAL RESOURCES, INC.
ONESEVEN

Other Investors

B M FRY
Michelle Elizabeth Graham
RYAN DAVID SMITH
PHILIP W KINNEY
CLAYTON DANIEL HAISLEY
MICHAEL THOMAS JESIONOWSKI
ZACHARY GLEN WILBURN
JARED RETTIG

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · TOLEDO, OH
MORGAN STANLEY · Toledo, OH
EDWARD JONES · TOLEDO, OH
ROBERT W. BAIRD & CO. INCORPORATED · Toledo, OH
KMG FIDUCIARY PARTNERS, LLC · TOLEDO, OH
KEY INVESTMENT SERVICES LLC · TOLEDO, OH
INTEGRATED FINANCIAL RESOURCES, INC. · TOLEDO, OH
ONESEVEN · Toledo, OH

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