Dennis R Dercks

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2002 → 12/2019
  Dercks, Engels & Lautenschlager
  Appelton, WI
• 06/2016 → 11/2017
  Sii Investments
  Greenville, WI
• 11/2017 → 09/2020
  Securities Service Network
  Greenville, WI
• 09/2020 → 06/2024
  Securities America, Inc.
  Seymour, WI
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Seymour, WI
• 12/2019 → Present
  Dennis R Dercks
  Seymour, WI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Seymour, WI

Previous Registrations

• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Seymour, WI
• 2017-11-06 → 2020-09-18
  Ssn Advisory, Inc.
  Seymour, WI
• 2016-06-06 → 2017-11-06
  Sii Investments, Inc.
  Greenville, WI
  Greenville, WI
  Appleton, WI
• 2001-08-13 → 2016-06-09
  Fsc Securities Corporation
  Greenville, WI

Other Businesses

1. ST JOHN THE BAPTIST CATHOLIC CHURCH POSITION: Listen to requests and then make recommendations as to whether they should be accepted. NATURE: Finance Council for St. John the Baptist Catholic Church, Seymour, WI INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2022 ADDRESS: 915 Ivory St, Seymour WI 54165 DESCRIPTION: I am a member on a council (4 people) which will recommend accepting or rejecting recommendations from the Parish Council in regards to new purchases etc. The Board will ultimately along with the priest make the decision. It can go up to the diocese for the final approval. 2. DENNIS R. DERCKS POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1986 ADDRESS: W2797 Angling Rd, Seymour WI 54165, United States DESCRIPTION: Selling fixed insurance products like term insurance and fixed annuities.

Exams

• S66 Uniform Combined State Law Examination
  2000-09-18
• S63 Uniform Securities Agent State Law Examination
  1985-10-17

Other Names

• Dennis Roger Dercks