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Pound Ridge, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.C. Goodgal, Inc. | Pound Ridge | NY | 02/1986 | Present |
| Greenshields Agri Limited | Edinburgh | 05/2011 | Present | |
| Greenshields Estates Limited | Douglas | 11/2010 | Present | |
| Greenshields Agri Holdings Plc | Douglas | 05/2014 | Present | |
| Pawwtners Inc. | Pound Ridge | NY | 01/2021 | Present |
| Raven International | Monrovia | 10/2011 | Present | |
| Pupples Inc. | New York | NY | 01/2019 | 02/2019 |
| Warbird Capital Llc | New Canaan | CT | 03/2017 | 09/2018 |
| Castalia Partners Limited | St. Peter Port | 09/1995 | Present | |
| C.P.L. Limited | St. Peter Port | 08/1992 | Present | |
| Castalia Partners Llc | Pound Ridge | NY | 07/2001 | Present |
| Castalia Advisors Llc | Pound Ridge | NY | 08/2003 | Present |
| Castalia Lake Llc | Pound Ridge | NY | 04/2010 | Present |
| Cs Maritime Limited | Majuro | 08/2017 | Present | |
| Castalia Galini Partners Llc | Pound Ridge | NY | 10/2018 | 12/2018 |
| Castalia Straits L.P. | Pound Ridge | NY | 08/2003 | 12/2019 |
| Castalia Straits Limited | Georgetown | 08/2003 | 12/2019 | |
| Cavu Holdings Llc | Pound Ridge | NY | 10/2010 | 12/2018 |
| Agricultural Management (Haddington) Limited | Edinburgh | 10/2015 | Present |
C.P.L. Limited, Investment Holding Company Address: Admiral Park, Dorey Court, St. Peter Port, Guernsey GY1 2HT, Channel Islands, Position: Managing Director, 08/1992, Less than 2 hours per month, Time During Business Hours: De Minimis, Duties: Investment and Oversight Castalia Partners Limited, Investment Holding Company Address: Admiral Park, Dorey Court, St. Peter Port, Guernsey GY1 2HT, Channel Islands, Position: Managing Director, 09/1995, Less than 2 hours per month, Time During Business Hours: De Minimis, Duties: Investment and Oversight Castalia Partners LLC, Business Development Company Address:11 Apple Tree Lane, Pound Ridge, New York 10576, Managing Partner, 07/2001, Less than 2 hours per month, Time During Business Hours: De Minimis, Duties: Investment and Oversight Castalia Advisors LLC, Business Development Company and Provides Research to J.C. Goodgal, Inc. Address:11 Apple Tree Lane, Pound Ridge, New York 10576, Managing Partner, 08/2003, Less than 4 hours per month, Time During Business Hours: Max. 1 hour, Duties: Investment and Oversight Castalia Lake LLC, Family Partnership Address:11 Apple Tree Lane, Pound Ridge, New York 10576, Managing Partner, 04/2010, Less than 1 hour per month, Time During Business Hours: De Minimis, Duties: Investment and Oversight Greenshields Agri Holdings plc, Agricultural Company Address: 3rd Floor, Analyst House, Peel Road, Douglas IM1 4LZ, Isle of Man, Vice Chairman & Director, 05/2014, Less than 4 hours per month, Time During Business Hours: De Minimis, Duties: Capital Investment and Strategy Greenshields Estates Limited, Agricultural Company (Subsidiary of Greenshields Agri Holdings plc) Address: 3rd Floor, Analyst House, Peel Road, Douglas IM1 4LZ, Isle of Man, Director, 11/2010, Less than 1 hour per month, Time During Business Hours: De Minimis, Duties: Capital Investment and Strategy Greenshields Agri Limited, Agricultural Company (Subsidiary of Greenshields Agri Holdings plc) Address: 3rd Floor, Analyst House, 9-10 St. Andrew Square, Edinburgh, Scotland EH2 2AF, United Kingdom, Director, 05/2011, Less than 2 hours per month, Time During Business Hours: De Minimis, Duties: Capital Investment and Strategy Agricultural Management (Haddington) Limited, Agricultural Company (Subsidiary of Greenshields Agri Holdings plc) Address: 3rd Floor, Analyst House, 9-10 St. Andrew Square, Edinburgh, Scotland EH2 2AF, United Kingdom, Director, 10/2015, Less than 1 hour per month, Time During Business Hours: De Minimis, Duties: Capital Investment and Strategy Raven International Inc., International Hotel Investment Address: Monrovia, Liberia, Director, 10/2011, Less than 1 hour per month, Time During Business Hours: De Minimis, Duties: Capital Investment and Strategy CS Maritime Inc., Shipping Company Address: Majuro, Marshall Islands, Director, 07/2017, Less than 1 hour per month, Time During Business Hours: De Minimis (Company is Dormant), Duties Business Development Pawwtners Inc., Social Media Company Address:11 Apple Tree Lane, Pound Ridge, New York 10576, Chief Executive Officer, 01/2021, Less than 8 hours per month, Time During Business Hours: Max 1 hour per day, Duties: Investment and Oversight
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-11 |
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