Richard Warren Torgerson

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2015 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2002-05-31 → 2015-05-11
  Financial West Group
  Westminster, MD
• 2003-02-28 → 2004-04-09
  First Affirmative Financial Network Llc
  Randallstown, MD

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 05/12/2015 2) SHAREPOWER RESPONSIBLE INVESTING, 233 East Redwood Street, STE 400G, Baltimore MD 21202, United States, 04/19/2024, Owner, Using a Trade Name/dba, INV REL, 300 HR/MO - 130 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-30
• S63 Uniform Securities Agent State Law Examination
  1985-10-03

Other Names

• Rik Torgerson