Janice Elaine Smith

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1996 → Present
  Mml Investors Services, Llc
  Melville, NY
• 03/1996 → Present
  Massachusetts Mutual Life Insurance Company
  Melville, NY

Other Businesses

(1) NAME: JANICE SMITH INV REL: Y ADD: 48 SOUTH SERVICE RD. SUITE 400 MELVILLE, NY 11747 NATURE: OUTSIDE INSURANCE BROKERAGE POSITION: AGENT START DATE: 01/1995 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 20 DESCRIBE DUTIES: INDIVIDUAL AND GROUP LIFE, INDIVIDUAL AND GROUP HEALTH. (2) NAME: JANICE SMITH INV REL: N ADDR: AT RESIDENTIAL ADDRESS NATURE: REFERRAL PARTNER TO BOTTOM LINE CONCEPTS POSITION: REFERRAL PARTNER START: 09/01/2022 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: REFER BUSINESS TO BOTTOM LINE FOR THE ERC PROGRAM CONSULTING GROUP THAT REVIEWS ALL COSTS AND VENDORS USED TO IDENTIFY SAVINGS OR CREDITS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-10-23