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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-11 |
| OR | RA | APPROVED | 2010-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Canby | OR | 12/2007 | Present |
1. 12/14/2010 - Coleman Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - For accounting purposes. 2. 12/20/2019 - Coleman Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/09/2010 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-19 |
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