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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-17 |
| CA | RA | APPROVED | 2005-12-21 |
Branch Locations
580 California Street Suite 2300, San Francisco, CA 94104 • United States
San Francisco, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co. Inc. | San Francisco | CA | 01/2003 | Present |
I SERVE ON THE BOARD OF DIRECTORS OF A LOCAL CHARITY "HIBERNIAN NEWMAN CLUB OF SAN FRANCISCO"
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-12 |
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