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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-11-04
  • CA RA
    APPROVED
    Since 2016-11-04

Branch Locations

3500 W Olive Ave Ste 560, Burbank, CA 91505 • United States

Studio City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp Study City CA 09/2004 11/2016
Jill Helene Kasen Studio City CA 09/2004 11/2016
1St Global Advisors, Inc. Studio City CA 09/2004 11/2016
1St Global Insurance Services, Inc. Studio City CA 09/2005 11/2016
Ameriprise Financial Services, Inc. Burbank CA 11/2016 03/2020
Ameriprise Financial Services, Llc Burbank CA 03/2020 Present
  • 09/2004 → 11/2016
    1St Global Capital Corp
    Study City, CA
  • 09/2004 → 11/2016
    Jill Helene Kasen
    Studio City, CA
  • 09/2004 → 11/2016
    1St Global Advisors, Inc.
    Studio City, CA
  • 09/2005 → 11/2016
    1St Global Insurance Services, Inc.
    Studio City, CA
  • 11/2016 → 03/2020
    Ameriprise Financial Services, Inc.
    Burbank, CA
  • 03/2020 → Present
    Burbank, CA
Previous Registrations
  • 2004-09-24 → 2016-11-04
    1St Global Advisors Inc
    Sherman Oaks, CA
    Studio City, CA
  • 2008-08-12 → 2010-12-31
    Kasen Investment Services, Inc.
    Studio City, CA
  • 2003-12-02 → 2004-10-13
    Mony Securities Corporation
    Sherman Oaks, CA
  • 2003-09-08 → 2003-12-02
    Trusted Securities Advisors Corp.
    Sherman Oaks, CA
  • 2000-07-05 → 2003-08-11
    Voya Financial Partners, Llc
    Sherman Oaks, CA
Other Businesses

Independent Insurance Brokering; American General Life Insurance; 01/16/2004; / The Lincoln National Life Insurance Company; 03/08/1999; / American National Insurance Company; 10/23/2008; / Metropolitan Life Insurance Company; 07/01/2005; . Business Ownership; CentsSense.com; Owner; Consulting; 12021 Guerin Street, Unit #307, Studio City, CA, 91604; Not Investment-Related; 08/25/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-06-24
  • S66 Uniform Combined State Law Examination
    1998-06-24
Designations

View on SEC IAPD

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