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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-08 |
| CA | RA | APPROVED | 2009-09-08 |
Branch Locations
16255 Ventura Blvd, Ste 445, Encino, CA 91436-0000 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Service Corporation | West Palm Bech | FL | 03/1999 | Present |
| Lpl Financial Llc | Encino | CA | 09/2009 | Present |
1. 08/04/2010 - NO BUSINESS NAME - INV REL - NON-VARIABLE INSURANCE - 15% TIME SPENT - SALES OF NON-VARIABLE INSURANCE 2. 08/25/2011 - NO BUSINESS NAME - INV REL - ACT IN A FIDUCIARY CAPACITY - 2% TIME SPENT - 1998 IRREVOCABLE TRUST 3) 08/04/2017-Bauer Capital Advisory-Investment related- At reported business location(s) - DBA for LPL Business (entity for LPL business)- started 08/01/2017-Hours per month 40/ hours during trading 40
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-05-05 |
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