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Roger Scott Balser

Balser Wealth Management, LLC

Avon, OH

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Current Employers
Balser Wealth Management, Llc

Avon, OH • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-08
OH RA APPROVED 2012-02-14
  • TX RA
    APPROVED_RES
    Since 2017-05-08
  • OH RA
    APPROVED
    Since 2012-02-14

Branch Locations

Avon, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Balser Wealth Management, Llc Avon MI 12/2004 Present
Previous Registrations
  • 2005-10-31 → 2011-01-07
    Osaic Services, Inc.
    Westlake, OH
    Kentwood, MI
    Kentwood, MI
    Avon, OH
  • 2005-02-01 → 2005-10-31
    Sunamerica Securities, Inc.
    Westlake, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-25
S63 Uniform Securities Agent State Law Examination 1986-03-04
  • S65 Uniform Investment Adviser Law Examination
    1992-08-25
  • S63 Uniform Securities Agent State Law Examination
    1986-03-04
Other Names
  • Roger Scott Balsar

View on SEC IAPD

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