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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2021-02-10
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2021-02-10

Branch Locations

1241 Pittsford Victor Rd, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rochester NY 05/2006 Present
Bank Of America, N.A. Pittsford NY 11/2009 Present
Other Businesses

I*3759298 Entity Type: Charitable Name of OBA: Pixels 2 Purpose Address: Rochester, New York, 14625 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Educational nonprofit Attend board meetings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-27
S63 Uniform Securities Agent State Law Examination 1995-08-31
  • S66 Uniform Combined State Law Examination
    2006-07-27
  • S63 Uniform Securities Agent State Law Examination
    1995-08-31
Other Names
  • Richard A Glaser

View on SEC IAPD

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