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Deborah Mills

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Greensboro, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-06-01
TX RA APPROVED_RES 2013-02-06
  • NC RA
    APPROVED
    Since 2015-06-01
  • TX RA
    APPROVED_RES
    Since 2013-02-06

Branch Locations

6000 Fairview Rd, Charlotte, NC 28210 • United States

800 Green Valley Rd, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charleston WV 07/2006 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-30
S63 Uniform Securities Agent State Law Examination 1986-07-29
  • S65 Uniform Investment Adviser Law Examination
    1999-08-30
  • S63 Uniform Securities Agent State Law Examination
    1986-07-29
Other Names
  • Deborah Symsmithmills Mills
  • Deborah A Symsmithmills
  • Deborah Anne Symsmith
  • Deboraha Symsmith

View on SEC IAPD

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