Catherine Leigh Joyce

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-09-14
VA	RA	APPROVED	2022-02-15
TX	RA	APPROVED_RES	2018-11-13
DC	RA	APPROVED	2009-06-01

MD RA
APPROVED

Since 2023-09-14
VA RA
APPROVED

Since 2022-02-15
TX RA
APPROVED_RES

Since 2018-11-13
DC RA
APPROVED

Since 2009-06-01

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

Easton, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Washington	DC	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Washington, DC
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2008-08-29 → 2009-06-01

Morgan Stanley & Co. Llc

Washington, DC
1994-02-13 → 2008-09-15

Ubs Financial Services Inc.

Washington, DC

Washington, DC

Other Businesses

*419234 - 315 South Aurora LLC; Investment related Yes; Easton, MD; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2020; During business hours: 0; After business hours: 2.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-03-18
S63	Uniform Securities Agent State Law Examination	1986-11-20

S65 Uniform Investment Adviser Law Examination

1992-03-18
S63 Uniform Securities Agent State Law Examination

1986-11-20

Other Names

Catherine Leigh Machen

View on SEC IAPD