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Eric Lee Vincent

Schwab Wealth Advisory, Inc.

Lone Tree, CO

CRD 3104743

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-06
CO RA APPROVED 2016-03-30
  • TX RA
    APPROVED
    Since 2020-01-06
  • CO RA
    APPROVED
    Since 2016-03-30

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schwab Wealth Advisory Inc Lone Tree CO 03/2016 Present
Charles Schwab & Co., Inc. Lone Tree CO 03/2016 Present
Previous Registrations
  • 2010-09-10 → 2016-03-31
    Usaa Financial Planning Services
    San Antonio, TX
    Colorado Springs, CO
  • 2007-01-25 → 2010-08-25
    Edward Jones
    Mustang, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-04
S63 Uniform Securities Agent State Law Examination 1998-09-16
  • S66 Uniform Combined State Law Examination
    2007-01-04
  • S63 Uniform Securities Agent State Law Examination
    1998-09-16
Designations
  • Certified Financial Planner
Other Names
  • Eric Vincent

View on SEC IAPD

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