Lynn Anne Friend

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2004 → Present
  Stifel Nicolaus & Co., Inc.
  Sarasota, FL

Previous Registrations

• 1997-09-11 → 2004-04-29
  Robert W. Baird & Co. Incorporated
  Sarasota, FL

Other Businesses

1. TJ Maxx; 3700 S. Tuttle Avenue Sarasota, FL, 34239; Retail; Key Carrier; Managing Store; 05/01/2009; 32 Hrs per Week; Not during securities trading hours; Not Investment-Related. 2. Notary Public; 500 South Bronough St Tallahass FL 32399; Notarizing documents; 09/06/2024; 2 hrs/year; During security trading hours; Not Investment-Related

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-07-22

Other Names

• Lynn Anne Friend
• Lynn Anne Gee