Tara Ann Moore

CRD 3227423

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-01-07
IL	RA	APPROVED	2009-08-24

TX RA
APPROVED

Since 2011-01-07
IL RA
APPROVED

Since 2009-08-24

Branch Locations

233 S Wacker Dr. Suite 8600, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Chicago	IL	01/2014	Present

01/2014 → Present

Morgan Stanley Smith Barney Llc

Chicago, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-08-20
S63	Uniform Securities Agent State Law Examination	2000-06-15

S65 Uniform Investment Adviser Law Examination

2009-08-20
S63 Uniform Securities Agent State Law Examination

2000-06-15

Other Names

Tara Ann Moore

View on SEC IAPD

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Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL

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