Richard Lee Wunderlich

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → Present
  Evergreen Financial Services, Llc
  Cleveland, OH
• 07/2011 → Present
  Nb Re Advisors Llc
  Solon, OH
• 08/2014 → 07/2017
  America Northcoast Securities. Inc.
  Cleveland, OH
• 03/2017 → 03/2023
  Efs Investment Advisors Llc
  Cleveland Hts, OH
• 09/2017 → Present
  Evanich Accounting & Tax Llc
  Minerva, OH
• 07/2017 → 03/2023
  Mariner Investment Group
  Minerva, OH
• 03/2023 → Present
  Money Concepts Capital
  Palm Beach Gardens, FL

Previous Registrations

• 2017-03-13 → 2023-03-03
  Northstar Fiduciary Partners, Llc
  Minerva, OH
  East Brunswick, NJ
• 2010-12-21 → 2011-11-28
  Gold Coast Securities, Inc.
  Burbank, CA
• 2006-01-04 → 2008-12-31
  L.M. Kohn & Company
  Cincinnati, OH
  Olmsted Falls, OH
  Cincinnati, OH

Other Businesses

1. EVERGREEN FINANCIAL SERVICES, LLC - MANAGING MEMBER, REGISTERED 11/29/04, ACTIVE 01/02/05 TO PRESENT, 5-10 HOURS PER WEEK, Tax & Business Strategy work for buisness owners & Individuals 2. NB RE ADVISORS, LLC - MANAGING MEMBER, REGISTERED 07/27/11, ACTIVE 01/02/12, REAL ESTATE ADVISORY AND CONTRACTING SERVICES, 5-10 HOURS PER WEEK, UMBRELLAS CONSTRUCTION, REHABILITATION, MAINTENANCE AND REAL ESTATE ADVISORY SERVICES TO EVERGREEN CLIENTS. 3. EVANICH ACCOUNTING & TAX LLC, SENIOR ACCOUNTANT/CONSULTANT, 09/2017 TO PRESENT, 35-40 HOURS PER WEEK (DURING MARKET HOURS), GENERAL ACCOUNTING AND TAX PREPARATION.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-09-26
• S63 Uniform Securities Agent State Law Examination
  2005-04-29

Other Names

• Richard Lee Wunderlich
• Richard Lee Wunderlich