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Terry Flint Steele

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenville, SC

Seneca, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-03-05
SC RA APPROVED 2009-02-25
  • TX RA
    APPROVED_RES
    Since 2009-03-05
  • SC RA
    APPROVED
    Since 2009-02-25

Branch Locations

355 S Main St, Greenville, SC 29601 • United States

Seneca, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville SC 02/2009 Present
Bank Of America, Na Greenville SC 12/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-29
S63 Uniform Securities Agent State Law Examination 1985-09-18
  • S65 Uniform Investment Adviser Law Examination
    1996-03-29
  • S63 Uniform Securities Agent State Law Examination
    1985-09-18
Other Names
  • Terrel Steele

View on SEC IAPD

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