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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-08-09 |
| TX | RA | APPROVED | 2021-03-06 |
Branch Locations
Myrtle Beach, SC • United States
350 Lakemont Park Blvd Ste 3, Altoona, PA 16602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities, Inc. | Myrtle Beach | SC | 06/1992 | Present |
| Principal Life Insurance Company | Myrtle Beach | SC | 07/1998 | Present |
| Hancock Capital Management, Inc. | Altoona | PA | 01/2001 | 11/2016 |
| The Hancock Group Inc | Altoona | PA | 04/2014 | 11/2016 |
| Rjb Financial And Wealth Management Llc | N Myrtle Beach | SC | 08/2016 | 12/2018 |
| Hancock Associates Inc | Altoona | PA | 08/2016 | 11/2016 |
| Beck Financial And Wealth Management, Llc | Altoona | PA | 09/2016 | 12/2021 |
| Beck, Smithbower, Ickes Financial, Llc | Myrtle Beach | SC | 12/2021 | Present |
**Fixed Insurance, Group Health, Life, STD, LTD, 03/20/17. **Fixed Insurance; Investment Related; 350 Lakemont Park Blvd, Ste 3, Altoona, PA 16602; LTC, Medicare; Sales; Start Date: 07/12/2018; 1 hrs per month; 1 during trading hours. **BECK, SMITHBOWER, ICKES FINANCIAL, LLC POSITION: Financial Professional NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 09/01/2022 ADDRESS: 350 Lakemont Park Blvd, Suite 3, Altoona PA 16602, United States DESCRIPTION: Sales and service of insurance and securities products. **BRIGHTON LAKES HOA POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/15/2024 ADDRESS: 707 Uniola Drive, MYRTLE BEACH SC 29579, United States DESCRIPTION: Member. Assist in oversight of the day-to-day management of the HOA in conjunction with Waccamaw Management Association.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-20 |
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