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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-25 |
| OH | RA | APPROVED | 2010-02-04 |
Branch Locations
10100 Innovation Dr Ste 100, Miamisburg, OH 45342 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Centerville | OH | 01/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Centerville | OH | 11/2016 | Present |
ETCO OIL; NOT INV RELATED; OLNEY, IL; FAMILY FARMLAND/OIL; CO-OWNER; START 1998; 0 HRS MONTH; 0 HRS DURING TRADING. CITY OF CENTERVILLE PLANNING COMMISSION; NOT INV RELATED; CENTERVILLE, OH; BOARD MEMBER; START 6/2022; 2 HRS MONTH; 0 HRS DURING TRADING; DUTIES: REVIEW NEW APPLICATIONS FOR DEVELOPMENT, ENFORCE AND INTERPRET THE CITY'S LAND USE ORDINANCES INCLUDING ZONING LAWS, SUBDIVISION REGULATIONS AND PARKLAND DEDICATION. RENTAL PROPERTY, INV RELATED, DAYTON, OH, 100% OWNERSHIP, START: 5/1/1987, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: LANDLORD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-16 |
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