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Wesley Gooding

W&S Brokerage Services, Inc.

Miamisburg, OH

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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-07-25
  • OH RA
    APPROVED
    Since 2025-07-25

Branch Locations

2 Prestige Place Suite 310, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Covington High School Covington OH 09/2017 05/2021
Ohsaa Piqua OH 11/2022 09/2023
Covington High School Covington OH 10/2023 10/2024
Group Management Services Fairborn OH 08/2024 08/2024
Dollar General Houston OH 05/2021 01/2022
Edison State Community College Piqua OH 05/2022 05/2024
Western And Southern Life Troy OH 10/2024 Present
Covington Junior High School Covington OH 09/2014 08/2017
N/A Covington OH 01/2022 05/2022
W&S Brokerage Services, Inc Troy OH 10/2024 Present
  • 09/2017 → 05/2021
    Covington High School
    Covington, OH
  • 11/2022 → 09/2023
    Ohsaa
    Piqua, OH
  • 10/2023 → 10/2024
    Covington High School
    Covington, OH
  • 08/2024 → 08/2024
    Group Management Services
    Fairborn, OH
  • 05/2021 → 01/2022
    Dollar General
    Houston, OH
  • 05/2022 → 05/2024
    Edison State Community College
    Piqua, OH
  • 10/2024 → Present
    Western And Southern Life
    Troy, OH
  • 09/2014 → 08/2017
    Covington Junior High School
    Covington, OH
  • 01/2022 → 05/2022
    N/A
    Covington, OH
  • 10/2024 → Present
    W&S Brokerage Services, Inc
    Troy, OH
Other Businesses

Western Southern Life - No - Troy, OH - Full Times Sales Agent'

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-24
S63 Uniform Securities Agent State Law Examination 2025-01-31
  • S65 Uniform Investment Adviser Law Examination
    2025-07-24
  • S63 Uniform Securities Agent State Law Examination
    2025-01-31
Other Names
  • Wes Gooding

View on SEC IAPD

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EVERHART ADVISORS
FIFTH THIRD SECURITIES, INC.
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

JOSEPH SAMUEL ZAIDAIN
LAKSHYA ARORA
JOSEPH CARL FISHER
JONATHAN PAUL HLAVAC
LISA A BLOCK
DUANE JERROD GILLMAN
JAMES ROBERT ST.PIERRE
Jeffrey Fuhrer

Other Offices

SUMMIT FINANCIAL, LLC · MIAMISBURG, OH
EAGLE STRATEGIES LLC · MIAMISBURG, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · West Carrollton, OH
EVERHART ADVISORS · Miamisburg, OH
FIFTH THIRD SECURITIES, INC. · MIAMISBURG, OH
EDWARD JONES · WEST CARROLLTON, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Dayton, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Dayton, OH

More in Miamisburg, OH

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