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Richard James Presky

LPl Enterprise, LLC

Rome, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

214 N Washington Street, Rome, NY 13440 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Rome NY 03/1985 Present
Pruco Securities, Llc. Rome NY 03/1985 Present
Lpl Enterprise, Llc Rome NY 11/2024 Present
Previous Registrations
Other Businesses

D/B/A Presky Ins Agency~214 N Washington St, Rome, NY 13440~INS~N~Pres~01/19860~0 hrs/mo~0 trading hrs/mo|Notary Public~214 N Washington St, Rome, NY 13440~Notorizing papers~N~Notary~10/1988~1 hrs/mo~1 trading hrs/mo|Mohawk Valley Economic Developement~26 N Main St, Mohawk, NY 13407~economic developement in the area. Occasional co sign check to pay expenses~N~past president~01/20/2015~1 hrs/mo~0 trading hrs/mo|Genesis Group of Mohawk Valley~600 French Rd, New Hartford, NY 13413~Tp promote the advantages of the Mohawk Valley~N~Board of Directors~09/01/2017~1 hrs/mo~1 trading hrs/mo|Allstate|Ameritas Life Ins Corp|Berkshire Life Ins Co|Columbian Mutual Life Ins Co|Companion Life|Farmers & Traders Life Ins Co|Genworth Life & Annuity-Fixed Life & Annuity Genworth Life Ins. Co Lic in New Jersey|GE Capital Life Assurance|Humana Life Ins Co|I originally got licensed with them as Pru doesn't have any small face amounts. I have never used or put an applicatiion in.|John Hancock Life Ins. Co.|Lincoln Life & Annuity Co of New York|Medamerica Ins Co of New York|Met life|Metropolitian Life Ins. Co.|NYS|Penn Mutual Life Ins Co|Presial Life Ins Co|Reliastar United Services Life Ins Co|Security Mutual Ins Co|The Standard Individual Disability insurance|Transamerica|Transamerica Life Ins Co. Lic in New Jersey & Pa|united & Mutual of Omaha|UNUM Provident|zenith Marketing group CORNELL UNIVERSITY COOPERATIVE EXTENSION ONEIDA COUNTY POSITION: Treasurer NATURE: Educational Services INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 04/25/2024 ADDRESS: 121 Second Street, Oriskany NY 13424, United States DESCRIPTION: none only title employee prepares the report

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-26
S63 Uniform Securities Agent State Law Examination 1985-08-12
  • S65 Uniform Investment Adviser Law Examination
    2000-10-26
  • S63 Uniform Securities Agent State Law Examination
    1985-08-12

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