Ray Arthur Hanson

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2011-09-20

VA RA
APPROVED

Since 2011-09-20

Branch Locations

Williamsburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	09/2011	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	09/2011	Present

09/2011 → Present

Cambridge Investment Research, Inc

Fairfield, IA
09/2011 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2004-02-26 → 2011-09-28

Tower Square Securities, Inc.

Williamsburg, VA

Williamsburg, VA
2001-02-09 → 2004-02-25

Sentra Securities Corporation

Williamsburg, VA

Other Businesses

1)INDEPENDENT INS. AGENT FOR VARIOUS INDEPENDENT INS. COMPANIES 2)WILLIAMSBURG-JAMES CITY COUNTY SCHOOLS (NOT INVESTMENT RELATED); 101 D MOUNTS BAY ROAD, WILLIAMSBURG, VA 23187; EDUCATIONAL COACH; MATHCOUNTS COACH; START DATE 12/01/91; 2 HRS/WEEK, 2 HRS/WEEK DURING TRADING HRS; COACH JUNIOR HIGH MATHEMATICS TEAM

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-05-30
S63	Uniform Securities Agent State Law Examination	1985-07-30

S65 Uniform Investment Adviser Law Examination

1997-05-30
S63 Uniform Securities Agent State Law Examination

1985-07-30

View on SEC IAPD