Crystal Ann Nesbit

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 10/2019
  1St Global Capital Corporation
  Dallas, TX
• 07/2010 → 10/2019
  1St Global Advisors
  Dallas, TX
• 10/2019 → 03/2021
  Avantax Investment Services, Inc.
  Dallas, TX
• 10/2019 → 03/2021
  Avantax Advisory Services
  Dallas, TX
• 12/2021 → Present
  Lpl Financial, Llc
  Dallas, TX
• 03/2021 → 12/2021
  Unemployed
  Dallas, TX

Previous Registrations

• 2019-10-25 → 2021-03-10
  Avantax Advisory Services
  Irving, TX
• 2010-07-26 → 2019-10-25
  1St Global Advisors Inc
  Dallas, TX
• 2004-12-10 → 2009-04-20
  Ameriprise Financial Services, Llc
  Houston, TX
  Houston, TX
  Mcallen, TX
• 2001-11-21 → 2003-06-23
  E*Trade Advisory Services, Inc.
  Missouri City , TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-11-20
• S63 Uniform Securities Agent State Law Examination
  1999-11-10

Other Names

• Crystal Ann Nesbit
• Crystal Nesbit