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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-11-06
  • OH RA
    APPROVED
    Since 2009-11-06

Branch Locations

7055 Engle Rd Ste 1-101, Cleveland, OH 44130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Financial Services Corporation Cleveland OH 06/1995 Present
Falling Water Financial Group Inc Cleveland OH 11/2010 Present
  • 06/1995 → Present
    Princor Financial Services Corporation
    Cleveland, OH
  • 11/2010 → Present
    Falling Water Financial Group Inc
    Cleveland, OH
Other Businesses

***FALLING WATER FINANCIAL GROUP. 2004-PRESENT. WORKS WITH BUSINESS OWNERS TO ASSIST ON THEIR NEEDS FOR MED, DENTAL, LTD, STD, AND GRP LIFE BENEFITS. **OUTSIDE INSURANCE, SELLING AND SERVICING GROUP MEDICAL, DENTAL, LONG TERM DISABILITY AND VISION, INDIVIDUAL FIXED LIFE, LONG TERM CARE, LONG TERM DISABILITY, 5/8/12.***Fixed Insurance, Annuities, 09/13/16.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-07-21
  • S63 Uniform Securities Agent State Law Examination
    1995-07-21

View on SEC IAPD

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