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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2009-11-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Overland Park | KS | 04/1990 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/1990 | Present |
| Northwestern Mutual Investment Services Llc | Overland Park | KS | 12/2009 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2014 | Present |
1- MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. HAIRMAN FINANCE COMMITTEE, CARRIAGE HOUSES OF JOHNSON COUNTY, 29230 W. 83RD ST., DE SOTO, , KANSAS, 66018, UNITED STATES OF AMERICA, PRIVATE, START DATE: 8/14/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CHAIRMAN FINANCE COMMITTEE; NOT INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-21 |
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