Helen H Balch

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 07/2011 → Present
  Bank Of America, N.A.
  Chicago, IL

Previous Registrations

• 2008-10-24 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Chicago, IL
  Chicago, IL
• 2001-10-15 → 2008-10-24
  Lasalle Financial Services, Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL

Other Businesses

I*676242, Entity Type: Entity For Profit, Name of OBA: Mikey's Hell, LLC, Address: Chicago, Illinois 60659, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 01/07/2022, No Hours: 1, No Hours during trading: 0, Duties: real estate investment / real estate management

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-30
• S63 Uniform Securities Agent State Law Examination
  1987-02-19

Other Names

• Helen Elizabeth Balch
• Helen Elizabeth Hadjigeorge
• Helen Hodjigeorge Hofmann
• Helen Hadjigeorge Balch