Chad Andrew Orth

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Richland, WA
• 07/2011 → Present
  Bank Of America, N.A.
  Kennewick, WA

Previous Registrations

• 2002-04-04 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Richland, WA
  Richland, WA

Other Businesses

I*1023321, Name of OBA: Clarence The Spider, LLC Address: Seattle, WA Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 10/5/2022 No Hours: 25 Yearly No Hours during trading: 0 Duties: rental property - managing an renting the unit

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-01
• S63 Uniform Securities Agent State Law Examination
  1999-07-06