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John James Mcgrath

Ubs Financial Services Inc.

Park City, UT

Park City, UT

CRD 1394102

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
UT RA APPROVED 2021-04-08
NJ RA APPROVED 2021-03-25
  • NY RA
    APPROVED
    Since 2021-10-26
  • UT RA
    APPROVED
    Since 2021-04-08
  • NJ RA
    APPROVED
    Since 2021-03-25

Branch Locations

Park City, UT • United States

255 Heber Avenue, Park City, UT 84060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 01/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-08
S63 Uniform Securities Agent State Law Examination 1985-09-11
  • S65 Uniform Investment Adviser Law Examination
    1996-11-08
  • S63 Uniform Securities Agent State Law Examination
    1985-09-11

View on SEC IAPD

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