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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-03 |
| CT | RA | APPROVED | 2023-11-03 |
| FL | RA | APPROVED | 2023-11-03 |
| GA | RA | APPROVED | 2023-11-03 |
| IL | RA | APPROVED | 2023-11-03 |
| IN | RA | APPROVED | 2023-11-03 |
| LA | RA | APPROVED | 2023-11-03 |
| NJ | RA | APPROVED | 2023-11-03 |
| PA | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED_RES | 2023-11-03 |
| VA | RA | APPROVED | 2023-11-03 |
Branch Locations
700 South Peters #315, New Orleans, LA 70130 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation, Inc | New Orleans | LA | 12/2005 | 11/2023 |
| Pjm Safety Supplies | New Orleans | LA | 03/2007 | Present |
| Osaic Wealth, Inc. | New Orleans | LA | 11/2023 | Present |
1) INSURANCE: CARLOS HORNBROOK, INVESTMENT RELATED, 700 SOUTH PETERS # 315 NEW ORLEANS LA 70130, OWNER, 1986, 12 HRS/MTH, 6 DURING TRADING HRS, SELL LIFE AND HEALTH INSURANCE. 2) HORNBROOK LAW FIRM; ATTORNEY AT LAW; NOT INVESTMENT RELATED; 700 S. PETERS STREET SUITE 315, NEW ORLEANS, LA 70130; OWNER; 10HOURS PER MONTH DURING SECURITIES HOURS. 3) REAL ESTATE: TALBOT REALTY GROUP, INVESTMENT RELATED, 700 SOUTH PETERS # 315 NEW ORLEANS LA 70130, REAL ESTATE AGENT, APRIL 1,2009, 5 TO 10 HRS/MTH, 0 DURING TRADING HRS, REFER CLIENTS TO OTHER AGENTS AND SPLIT COMMISSIONS. 4) PJM SAFETY SUPPLIES, NON-INVESTMENT RELATED, 700 SOUTH PETERS #315, NEW ORLEANS, LA 70130 OWNER, STARTED 3/1/2007 , 20 HRS/MONTH, 1-3 HRS DURING TRADING HRS, INDUSTRIAL SALES/ DUTIES INCLUDE ALL SALES ACTIVITIES. 5) HORNBROOK LAW FIRM POSITION: Attorney at Law NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2015 ADDRESS: 700 S Peters St #315, New Orleans LA 70130 DESCRIPTION: I am a attorney at law andwill be doing legal work in areas such as criminal law, domestic law and estate planning law. 6) THE HORNBROOK LAW FIRM POSITION: President NATURE: Law Firm that is anLLC that isapproved by the NFLPA to represent athlete. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 35 START DATE: 12/19/2017 ADDRESS: 700 South Peters St #315, New Orleans LA 70130, United States DESCRIPTION: I will reperent NFL football players in contract negotiaions 7) HORNBROOK REALTY GROUP POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 20 START DATE: 07/01/2021 ADDRESS: 700 S Peters Street, 315, New Orleans LA 70130, United States DESCRIPTION: Real estate agent/broker
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-08 |
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